Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF4 Partner (AR) (since 12 May 2009)
    • (3)Employed By (since 3 Apr 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (9 Mar 2005 to 24 Mar 2006)
    • CF22 Investment Adviser (Trainee) (19 Feb 2003 to 9 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

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