Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Client dealing (since 9 Sep 2025)
- CF21 Investment Adviser (1 Dec 2001 to 27 Dec 2002)
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Merrill Lynch International
FRN 147150
- [FCA CF] Client dealing (since 9 Sep 2025)
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- [FCA CF] Manager of certification employee (13 Oct 2021 to 11 Jan 2022)
- [FCA CF] Client dealing (15 Nov 2016 to 28 Feb 2025)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (26 Apr 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.