Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 1 Jan 2026)
    • [FCA CF] Material risk taker (since 19 Sep 2024)
    • [FCA CF] Client dealing (since 23 Jan 2024)
  • Allspring Global Investments (UK) Limited (no longer approved here)

    FRN 190608

    • SMF3 Executive Director (9 Dec 2019 to 19 Aug 2020)
    • CF1 Director (2 Apr 2015 to 8 Dec 2019)
    • CF3 Chief Executive (2 Apr 2015 to 30 Jul 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.