Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (24 Sep 2014 to 14 Sep 2015)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (8 Jul 2011 to 31 Jul 2014)
  • AAGSJP Ltd (no longer approved here)

    FRN 402015

    • (7)Employed By (8 Jul 2011 to 31 Jul 2014)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 8 Jul 2008)
    • CF21 Investment Adviser (4 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Mar 2006 to 4 Jul 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (4 Apr 2005 to 24 Feb 2006)
    • CF22 Investment Adviser (Trainee) (10 Aug 2004 to 4 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at AAGSJP Ltd

  2. controlled function added: (7)Employed By at AAGSJP Ltd