Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MANOR HOUSE FINANCIAL SERVICES LTD.
FRN 301023
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- 17. Administrative functions in relation to managing investments
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 19. Administrative functions in relation to the operation of stakeholder pension schemes
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Benchmark submission and administration (since 6 Mar 2026)
- [FCA CF] Client dealing (since 6 Mar 2026)
- [FCA CF] Functions requiring qualifications (since 6 Mar 2026)
- [FCA CF] Manager of certification employee (since 6 Mar 2026)
- [FCA CF] Material risk taker (since 6 Mar 2026)
- [FCA CF] Significant management (since 6 Mar 2026)
- [PRA CF] Key function holder (since 6 Mar 2026)
- [PRA CF] Managing a material risk taker (since 6 Mar 2026)
- [PRA CF] Significant risk taker or Material risk taker (since 6 Mar 2026)
Recent activity
Updates to this individual's record on the FCA register.
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