Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (7 Dec 2007 to 22 Dec 2010)
    • CF11 Money Laundering Reporting (7 Dec 2007 to 22 Dec 2010)
    • CF1 Director (15 Sep 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (15 Sep 2006 to 28 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.