Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF7 Group Entity Senior Manager (10 Dec 2018 to 29 Jul 2022)
- SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
- CF28 Systems and controls (13 Nov 2013 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 11 Jul 2008)
- CF21 Investment Adviser (14 Jul 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (5 May 2004 to 12 Jul 2006)
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- CF22 Investment Adviser (Trainee) (22 May 2003 to 27 Feb 2004)
- CF26 Customer Trading (22 May 2003 to 27 Feb 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.