Rosemary Lloyd-Miller

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Client dealing (3 Dec 2018 to 12 Mar 2024)
    • [FCA CF] Manager of certification employee (3 Dec 2018 to 12 Mar 2024)
    • [FCA CF] Material risk taker (7 Mar 2016 to 12 Mar 2024)
    • CF30 Customer (26 Aug 2010 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (24 Mar 2003 to 25 Jan 2005)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (24 Mar 2003 to 25 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.