Rosemarie Hooper

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Cheviot Limited

    FRN 124259

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 16 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 16 Apr 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 Apr 2025)
    • CF30 Customer (24 Mar 2017 to 16 Apr 2025)
  • Quilter Private Client Advisers Limited (no longer approved here)

    FRN 227836

    • (58)Employed By (24 Mar 2017 to 16 Apr 2025)
  • Foster Denovo Limited (no longer approved here)

    FRN 462728

    • CF30 Customer (3 Mar 2009 to 4 Apr 2017)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF22 Investment Adviser (Trainee) (2 Sep 2005 to 28 Oct 2005)
  • Capital Planning UK Ltd (no longer approved here)

    FRN 402461

    • Employed By (2 Sep 2005 to 28 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.