Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • [PRA CF] Managing a material risk taker (4 Nov 2024 to 21 Jul 2025)
    • [FCA CF] Manager of certification employee (4 Nov 2024 to 21 Jul 2025)
    • [FCA CF] Material risk taker (4 Nov 2024 to 3 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (4 Nov 2024 to 3 Nov 2025)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • SMF18 Other Overall Responsibility (4 Sep 2023 to 10 Apr 2026)
    • [PRA CF] Managing a material risk taker (14 Feb 2020 to 4 Sep 2023)
    • [FCA CF] Manager of certification employee (14 Feb 2020 to 4 Sep 2023)
    • [FCA CF] Material risk taker (14 Feb 2020 to 4 Sep 2023)
    • [PRA CF] Significant risk taker or Material risk taker (14 Feb 2020 to 4 Sep 2023)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • SMF18 Other Overall Responsibility (4 Sep 2023 to 10 Apr 2026)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 31 Jul 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 31 Jul 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 2 Aug 2019)
    • CF28 Systems and controls (4 Nov 2013 to 6 Mar 2016)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF28 Systems and controls (12 Jul 2010 to 31 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

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