Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Managing a material risk taker (4 Nov 2024 to 21 Jul 2025)
- [FCA CF] Manager of certification employee (4 Nov 2024 to 21 Jul 2025)
- [FCA CF] Material risk taker (4 Nov 2024 to 3 Nov 2025)
- [PRA CF] Significant risk taker or Material risk taker (4 Nov 2024 to 3 Nov 2025)
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- SMF18 Other Overall Responsibility (4 Sep 2023 to 10 Apr 2026)
- [PRA CF] Managing a material risk taker (14 Feb 2020 to 4 Sep 2023)
- [FCA CF] Manager of certification employee (14 Feb 2020 to 4 Sep 2023)
- [FCA CF] Material risk taker (14 Feb 2020 to 4 Sep 2023)
- [PRA CF] Significant risk taker or Material risk taker (14 Feb 2020 to 4 Sep 2023)
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- SMF18 Other Overall Responsibility (4 Sep 2023 to 10 Apr 2026)
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- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 31 Jul 2019)
- [FCA CF] Material risk taker (7 Mar 2016 to 31 Jul 2019)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 2 Aug 2019)
- CF28 Systems and controls (4 Nov 2013 to 6 Mar 2016)
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- CF28 Systems and controls (12 Jul 2010 to 31 Jul 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.