Roselyn Baah

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SEILERN INVESTMENT MANAGEMENT LTD. (no longer approved here)

    FRN 144827

    • [FCA CF] Manager of certification employee (20 Apr 2022 to 8 Sep 2023)
    • [FCA CF] Material risk taker (4 Jan 2021 to 8 Sep 2023)
    • [FCA CF] Significant management (4 Jan 2021 to 8 Sep 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 8 Sep 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Sep 2023)
    • CF10 Compliance Oversight (8 Oct 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 Oct 2018 to 8 Dec 2019)
  • EMKAP UK LTD (no longer approved here)

    FRN 720609

    • CF10 Compliance Oversight (9 Nov 2017 to 18 Apr 2018)
    • CF11 Money Laundering Reporting (9 Nov 2017 to 18 Apr 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.