Rosalyn Anne Harper

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Rothschild & Co Wealth Management UK Limited (no longer approved here)
FRN 218613
- [FCA CF] Functions requiring qualifications (19 Apr 2023 to 10 Jun 2025)
- [FCA CF] Manager of certification employee (19 Apr 2023 to 10 Jun 2025)
N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)
FRN 124451
- CF30 Customer (14 Oct 2016 to 11 Jun 2024)
- CF1 Director (AR) (6 Jan 2016 to 11 Jun 2024)
- CF21 Investment Adviser (30 Oct 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (12 Mar 2002 to 19 Sep 2002)
Lanebridge Investment Management Limited (no longer approved here)
FRN 550909
- Employed By (8 Oct 2015 to 11 Jun 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.