Rosalind Frances Grace Barnes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 23 Jun 2020)
    • CF1 Director (AR) (since 22 Jun 2020)
    • CF30 Customer (since 22 Jun 2020)
  • Roz Barnes Financial Planning Ltd

    FRN 927616

    • (1)Employed By (since 22 Jun 2020)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Client dealing (9 Dec 2019 to 14 May 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 May 2020)
    • CF30 Customer (18 Feb 2013 to 8 Dec 2019)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (14 Jul 2008 to 11 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.