Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 23 Oct 2009)
- CF21 Investment Adviser (14 May 2004 to 31 Oct 2007)
- CF26 Customer Trading (26 Feb 2004 to 14 May 2004)
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- CF21 Investment Adviser (21 Oct 2003 to 8 Jan 2004)
- CF26 Customer Trading (19 Jun 2003 to 21 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.