Rory Tapner

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Weatherbys Bank Limited
FRN 204571
- Director of firm who is not a certification employee or a SMF manager (since 13 Oct 2025)
BROWN SHIPLEY & CO. LIMITED (no longer approved here)
FRN 124548
- [PRA CF] Significant risk taker or Material risk taker (9 Sep 2019 to 10 Sep 2019)
- SMF9 Chair of the Governing Body (10 Jun 2019 to 11 Aug 2020)
THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)
FRN 114724
- CF1 Director (30 Jul 2010 to 31 Mar 2015)
Coutts & Company (no longer approved here)
FRN 122287
- CF1 Director (30 Jul 2010 to 31 Mar 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.