Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Jun 2021)
    • SMF1 Chief Executive (since 15 Jul 2020)
    • [FCA CF] Manager of certification employee (since 1 Jan 2020)
    • [FCA CF] Client dealing (since 1 Jan 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (6 Sep 2021 to 25 Sep 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 Sep 2025)
    • CF1 Director (20 Dec 2017 to 8 Dec 2019)
    • CF30 Customer (20 Dec 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (20 Dec 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Dec 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.