Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ECCU ASSURANCE
FRN 203233
- SMF16 Compliance Oversight (since 27 May 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 27 May 2022)
- SMF19 Head of Overseas Branch/Head of Overseas (since 27 May 2022)
- SMF19 Head of Overseas Branch/Head of Overseas (21 Apr 2021 to 27 May 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.