Rory Michael Hamilton Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Julius Baer International Limited (no longer approved here)

    FRN 139179

    • CF30 Customer (20 Jun 2014 to 4 Dec 2014)
  • ARBION LIMITED (no longer approved here)

    FRN 513138

    • CF30 Customer (1 Mar 2010 to 21 Nov 2013)
  • LGT Wealth Management UK LLP (no longer approved here)

    FRN 471048

    • CF30 Customer (1 Feb 2010 to 17 May 2010)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (1 Nov 2007 to 18 Nov 2009)
    • CF27 Investment Management (3 Aug 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (30 Jun 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 May 2006 to 30 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.