Rory Maxwell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Blackstone Europe LLP
FRN 520839
- [FCA CF] Client dealing (since 7 Nov 2025)
Fortress Investment Group (UK) Ltd (no longer approved here)
FRN 434611
- [FCA CF] Client dealing (8 Jun 2022 to 6 Apr 2023)
Wells Fargo Securities International Limited (no longer approved here)
FRN 186745
- [FCA CF] Client dealing (10 Sep 2021 to 14 Mar 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.