Rory Lawrence Bateman

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Royal London Asset Management Limited

    FRN 141665

    • Director of firm who is not a certification employee or a SMF manager (since 5 Nov 2025)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • SMF18 Other Overall Responsibility (8 Dec 2022 to 28 Feb 2025)
    • [FCA CF] Material risk taker (26 Sep 2022 to 28 Feb 2025)
    • [FCA CF] Manager of certification employee (1 Oct 2020 to 28 Feb 2025)
    • CF30 Customer (12 Sep 2008 to 8 Dec 2019)
  • Schroder Wealth Management (US) Limited (no longer approved here)

    FRN 781869

    • [FCA CF] Material risk taker (26 Sep 2022 to 27 Nov 2023)
    • [FCA CF] Manager of certification employee (26 Sep 2022 to 27 Nov 2023)
  • Schroder Real Estate Investment Management Limited (no longer approved here)

    FRN 190064

    • [FCA CF] Manager of certification employee (1 Mar 2022 to 28 Feb 2025)
    • [FCA CF] Material risk taker (1 Oct 2020 to 28 Feb 2025)
  • Schroder Unit Trusts Limited (no longer approved here)

    FRN 197288

    • [FCA CF] Client dealing (1 Oct 2020 to 28 Feb 2025)
    • [FCA CF] Manager of certification employee (1 Oct 2020 to 28 Feb 2025)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • SMF3 Executive Director (9 Dec 2019 to 28 Feb 2025)
    • CF29 Significant management (24 Jun 2019 to 8 Dec 2019)
    • CF1 Director (24 Jun 2019 to 8 Dec 2019)
    • CF30 Customer (12 Sep 2008 to 8 Dec 2019)
  • Goldman Sachs Asset Management International (no longer approved here)

    FRN 147212

    • CF30 Customer (1 Nov 2007 to 25 Jan 2008)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.