Rory John Andrew Duff

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HTG Finance Limited

    FRN 825534

    • SMF3 Executive Director (since 9 Dec 2025)
    • SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 9 Dec 2025)
    • CF8 Apportionment and Oversight (21 Feb 2019 to 8 Dec 2019)
  • Cabot Square Capital LLP (no longer approved here)

    FRN 439439

    • CF28 Systems and controls (1 Nov 2007 to 31 Dec 2010)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2010)
    • CF13 Finance (8 Aug 2006 to 31 Oct 2007)
    • CF4 Partner (12 Jul 2006 to 31 Dec 2010)
    • CF27 Investment Management (1 May 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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