Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Piper PE LLP
FRN 502053
- SMF16 Compliance Oversight (since 1 Nov 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Nov 2024)
- SMF27 Partner (since 27 Nov 2023)
- [FCA CF] Client dealing (since 17 Mar 2021)
- [FCA CF] Manager of certification employee (17 Mar 2021 to 6 Dec 2023)
- CF30 Customer (1 Jul 2014 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.