Rory James De Poulton Ferguson

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Man Solutions Limited
FRN 185637
- [FCA CF] Manager of certification employee (since 30 Mar 2020)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (28 Mar 2016 to 8 Dec 2019)
AHL Partners LLP (no longer approved here)
FRN 593791
- SMF27 Partner (9 Dec 2019 to 10 Dec 2019)
- CF4 Partner (31 Mar 2016 to 8 Dec 2019)
- CF30 Customer (1 May 2014 to 15 Sep 2017)
GLG Partners LP (no longer approved here)
FRN 186093
- CF30 Customer (1 May 2014 to 15 Sep 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.