Rory Hudson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wells Fargo Securities International Limited

    FRN 186745

    • [FCA CF] Manager of certification employee (since 1 Mar 2026)
    • [FCA CF] Significant management (since 1 Mar 2024)
    • [FCA CF] Material risk taker (since 30 Sep 2020)
    • [FCA CF] Manager of certification employee (1 Mar 2023 to 10 Jun 2024)
    • SMF2 Chief Finance (17 Mar 2020 to 15 Sep 2020)
    • CF30 Customer (1 Nov 2007 to 11 Mar 2011)
    • CF21 Investment Adviser (9 Feb 2004 to 31 Oct 2007)
  • Wells Fargo Bank, National Association

    FRN 456183

    • [FCA CF] Manager of certification employee (since 1 Mar 2026)
    • [FCA CF] Significant management (since 1 Mar 2024)
    • [FCA CF] Material risk taker (since 30 Sep 2020)
    • [FCA CF] Manager of certification employee (1 Mar 2023 to 10 Jun 2024)
    • SMF3 Executive Director (21 Apr 2016 to 15 Sep 2020)
    • CF30 Customer (26 Jun 2015 to 6 Mar 2016)
    • CF29 Significant management (26 Jun 2015 to 6 Mar 2016)
  • Allspring Global Investments (UK) Limited (no longer approved here)

    FRN 190608

    • [FCA CF] Material risk taker (1 Mar 2021 to 1 Nov 2021)

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