Rory Burrough

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DAVID WILLIAMS I F A LIMITED

    FRN 530750

    • 14. Managing investments
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 May 2020)
    • [FCA CF] Functions requiring qualifications (since 1 May 2020)
  • W1M Wealth Management Limited (no longer approved here)

    FRN 120776

    • [FCA CF] Client dealing (20 Dec 2019 to 3 Apr 2020)
    • [FCA CF] Functions requiring qualifications (20 Dec 2019 to 3 Apr 2020)
  • W1M Asset Management Limited (no longer approved here)

    FRN 143286

    • [FCA CF] Client dealing (20 Dec 2019 to 3 Apr 2020)
    • [FCA CF] Functions requiring qualifications (20 Dec 2019 to 3 Apr 2020)
  • Meridian Capital (GB) Ltd (no longer approved here)

    FRN 506278

    • CF30 Customer (1 Feb 2013 to 8 Dec 2019)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (21 Aug 2009 to 18 Aug 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.