Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Manager of certification employee (12 Jan 2017 to 28 Oct 2022)
    • [FCA CF] Client dealing (7 Sep 2016 to 28 Oct 2022)
    • CF30 Customer (16 Jul 2014 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Manager of certification employee (12 Jan 2017 to 28 Oct 2022)
    • [FCA CF] Client dealing (7 Sep 2016 to 28 Oct 2022)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (11 Aug 2011 to 2 Jun 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.