Ronny Gronvold

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Odin Financial Planning Ltd

    FRN 917170

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 7 Dec 2020)
    • Responsibility for MCD Intermediation (since 8 Jun 2020)
    • Responsible for Insurance Distribution (since 8 Jun 2020)
    • [FCA CF] Client dealing (since 8 Jun 2020)
    • SMF3 Executive Director (since 8 Jun 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Jun 2020)
    • SMF16 Compliance Oversight (since 8 Jun 2020)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Sep 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 2 Sep 2020)
    • CF30 Customer (6 Jan 2016 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (25 Jan 2012 to 22 Dec 2015)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (12 Jul 2010 to 14 Sep 2011)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 6 Oct 2008)
    • CF21 Investment Adviser (15 Jun 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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