Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ARBION LIMITED

    FRN 513138

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 26 Feb 2026)
    • [FCA CF] Client dealing (since 26 Feb 2026)
  • Rothschild & Co Wealth Management UK Limited (no longer approved here)

    FRN 218613

    • [FCA CF] Client dealing (16 Mar 2022 to 16 Jan 2026)
    • [FCA CF] Functions requiring qualifications (16 Mar 2022 to 16 Jan 2026)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • [FCA CF] Client dealing (9 Dec 2019 to 25 Jun 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Jun 2021)
  • TILNEY DISCRETIONARY PORTFOLIO MANAGEMENT LIMITED (no longer approved here)

    FRN 142989

    • [FCA CF] Client dealing (9 Dec 2019 to 25 Jun 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Jun 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 25 Jun 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Jun 2021)
    • CF30 Customer (5 Oct 2018 to 8 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 25 Jun 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Jun 2021)
    • CF30 Customer (3 Dec 2014 to 8 Dec 2019)
  • Evelyn Partners Asset Management Limited (no longer approved here)

    FRN 223074

    • [FCA CF] Client dealing (9 Dec 2019 to 25 Jun 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Jun 2021)

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