Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ARBION LIMITED
FRN 513138
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 26 Feb 2026)
- [FCA CF] Client dealing (since 26 Feb 2026)
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- [FCA CF] Client dealing (16 Mar 2022 to 16 Jan 2026)
- [FCA CF] Functions requiring qualifications (16 Mar 2022 to 16 Jan 2026)
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- [FCA CF] Client dealing (9 Dec 2019 to 25 Jun 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Jun 2021)
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- [FCA CF] Client dealing (9 Dec 2019 to 25 Jun 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Jun 2021)
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- [FCA CF] Client dealing (9 Dec 2019 to 25 Jun 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Jun 2021)
- CF30 Customer (5 Oct 2018 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 25 Jun 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Jun 2021)
- CF30 Customer (3 Dec 2014 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 25 Jun 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Jun 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.