Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Standard Chartered Bank
FRN 114276
- [FCA CF] Material risk taker (since 17 Oct 2022)
- [PRA CF] Significant risk taker or Material risk taker (since 17 Oct 2022)
- [FCA CF] Client dealing (since 27 Oct 2017)
- [FCA CF] Manager of certification employee (since 27 Oct 2017)
- [FCA CF] Material risk taker (18 Jan 2021 to 1 Nov 2021)
- [PRA CF] Significant risk taker or Material risk taker (18 Jan 2021 to 1 Nov 2021)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 21 Nov 2016)
- [FCA CF] Client dealing (7 Sep 2016 to 21 Nov 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.