Ronald Turner

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Throgmorton Capital Management Limited (no longer approved here)
FRN 827982
- SMF3 Executive Director (9 Dec 2019 to 31 Mar 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
- CF1 Director (1 Apr 2019 to 8 Dec 2019)
- CF30 Customer (1 Apr 2019 to 8 Dec 2019)
True Potential Wealth Management LLP (no longer approved here)
FRN 529810
- CF30 Customer (28 Feb 2013 to 21 Aug 2013)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF24 Pension Transfer Specialist (19 Jun 2003 to 4 Mar 2004)
- CF21 Investment Adviser (19 Jun 2003 to 4 Mar 2004)
Lighthouse Financial Advice Limited (no longer approved here)
FRN 225502
- (483)Employed By (19 Jun 2003 to 10 Mar 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.