Ronald Peter Ruffini

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • [FCA CF] Client dealing (since 18 Aug 2025)
    • [FCA CF] Significant management (since 18 Aug 2025)
  • Royal Bank of Canada

    FRN 124783

    • [FCA CF] Significant management (since 18 Aug 2025)
    • [FCA CF] Client dealing (since 18 Aug 2025)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (18 Dec 2020 to 4 Mar 2024)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 4 Mar 2024)
    • [FCA CF] Manager of certification employee (3 Oct 2016 to 4 Mar 2024)
    • [FCA CF] Client dealing (3 Oct 2016 to 4 Mar 2024)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [PRA CF] Significant risk taker or Material risk taker (8 Nov 2016 to 4 Mar 2024)
    • [FCA CF] Material risk taker (8 Nov 2016 to 4 Mar 2024)
    • [FCA CF] Client dealing (3 Oct 2016 to 4 Mar 2024)
    • [FCA CF] Manager of certification employee (3 Oct 2016 to 4 Mar 2024)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (12 Nov 2010 to 16 Nov 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.