Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 31 Jul 2021)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (1 Jun 2018 to 8 Dec 2019)
    • CF3 Chief Executive (1 Jun 2018 to 8 Dec 2019)
    • CF30 Customer (1 Jun 2018 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (6 Oct 2005 to 26 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

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