Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bayonet Ventures LLP
FRN 229372
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (11 Feb 2009 to 30 Sep 2018)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (7 Jun 2004 to 31 Oct 2007)
- CF27 Investment Management (7 Jun 2004 to 31 Oct 2007)
- CF3 Chief Executive (7 Jun 2004 to 8 Dec 2019)
- CF4 Partner (7 Jun 2004 to 8 Dec 2019)
- CF8 Apportionment and Oversight (7 Jun 2004 to 31 Oct 2007)
- CF11 Money Laundering Reporting (7 Jun 2004 to 8 Dec 2019)
- CF10 Compliance Oversight (7 Jun 2004 to 8 Dec 2019)
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Kaizen Credit Limited
FRN 712309
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- Responsibility for MCD Intermediation (since 14 Feb 2017)
- CF11 Money Laundering Reporting (14 Feb 2017 to 8 Dec 2019)
- CF1 Director (14 Feb 2017 to 8 Dec 2019)
- CF3 Chief Executive (14 Feb 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (14 Feb 2017 to 8 Dec 2019)
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- Employed By (31 Jul 2015 to 20 Feb 2017)
Recent activity
Updates to this individual's record on the FCA register.
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