Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (11 Feb 2009 to 30 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (7 Jun 2004 to 31 Oct 2007)
    • CF27 Investment Management (7 Jun 2004 to 31 Oct 2007)
    • CF3 Chief Executive (7 Jun 2004 to 8 Dec 2019)
    • CF4 Partner (7 Jun 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (7 Jun 2004 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (7 Jun 2004 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Jun 2004 to 8 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 14 Feb 2017)
    • CF11 Money Laundering Reporting (14 Feb 2017 to 8 Dec 2019)
    • CF1 Director (14 Feb 2017 to 8 Dec 2019)
    • CF3 Chief Executive (14 Feb 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Feb 2017 to 8 Dec 2019)
  • Credit Giant Limited (no longer approved here)

    FRN 509883

    • Employed By (31 Jul 2015 to 20 Feb 2017)

Recent activity

Updates to this individual's record on the FCA register.

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