Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 20 Sep 2010)
    • (1)Employed By (since 20 Sep 2010)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 21 Sep 2010)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
    • CF4 Partner (AR) (1 Jun 2005 to 21 Sep 2010)
  • Dowling Financial Planning (DFP) Limited (no longer approved here)

    FRN 193352

    • (2)Employed By (8 Dec 1999 to 21 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (2)Employed By at Dowling Financial Planning (DFP) Limited