Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF30 Customer (7 May 2015 to 31 May 2016)
-
- (12)Employed By (20 Apr 2015 to 31 May 2016)
-
- CF30 Customer (1 Nov 2007 to 11 Nov 2012)
- CF21 Investment Adviser (9 Aug 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (10 Nov 2005 to 9 Aug 2006)
-
- CF21 Investment Adviser (13 Apr 2004 to 4 Nov 2005)
- CF22 Investment Adviser (Trainee) (29 Jan 2004 to 13 Apr 2004)
-
- (9)Employed By (8 Dec 2003 to 7 Jan 2004)
-
- CF21 Investment Adviser (22 May 2002 to 16 Dec 2003)
-
- (7)Employed By (22 May 2002 to 16 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.