Ronald Duncan Batty

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • [FCA CF] Material risk taker (2 Feb 2023 to 9 May 2024)
    • [FCA CF] Manager of certification employee (11 May 2021 to 9 May 2024)
    • [FCA CF] Client dealing (14 Jul 2020 to 9 May 2024)
    • CF30 Customer (27 Nov 2012 to 8 Dec 2019)
  • M&G Alternatives Investment Management Limited (no longer approved here)

    FRN 122011

    • [FCA CF] Manager of certification employee (11 May 2021 to 9 May 2024)
    • CF30 Customer (26 Feb 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.