Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Aug 2020)
- CF30 Customer (30 Aug 2012 to 5 Aug 2020)
-
- Employed By (2 Sep 2009 to 2 Jul 2012)
-
- Employed By (23 Jun 2009 to 5 Aug 2020)
-
- CF30 Customer (1 Nov 2007 to 8 Jun 2008)
- CF22 Investment Adviser (Trainee) (26 Oct 2007 to 31 Oct 2007)
-
- CF21 Investment Adviser (5 Jan 2005 to 31 Mar 2006)
- CF22 Investment Adviser (Trainee) (1 Dec 2004 to 5 Jan 2005)
-
- CF21 Investment Adviser (11 Nov 2002 to 19 Sep 2004)
-
- CF21 Investment Adviser (1 Dec 2001 to 19 Sep 2004)
-
- CF21 Investment Adviser (1 Dec 2001 to 19 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.