Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (14 Jul 2010 to 17 Mar 2015)
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- CF1 Director (14 Jul 2010 to 8 May 2015)
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- CF30 Customer (1 Nov 2007 to 2 Dec 2013)
- CF21 Investment Adviser (18 May 2006 to 31 Oct 2007)
- CF1 Director (20 May 2004 to 30 Apr 2015)
- CF26 Customer Trading (1 Dec 2001 to 9 May 2006)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.