Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 23 Sep 2021)
    • CF30 Customer (since 22 Sep 2021)
    • (23)Employed By (since 22 Sep 2021)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • [FCA CF] Client dealing (9 Dec 2019 to 12 Jun 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.