Rommie Bhutani

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • [FCA CF] Client dealing (since 5 Sep 2023)
    • [FCA CF] Material risk taker (since 5 Sep 2023)
  • Royal Bank of Canada

    FRN 124783

    • [FCA CF] Client dealing (since 5 Sep 2023)
    • [FCA CF] Material risk taker (since 5 Sep 2023)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Manager of certification employee (7 Sep 2016 to 12 May 2023)
    • [FCA CF] Client dealing (7 Sep 2016 to 12 May 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 12 May 2023)
    • CF30 Customer (1 Jan 2013 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Manager of certification employee (7 Sep 2016 to 12 May 2023)
    • [FCA CF] Client dealing (7 Sep 2016 to 12 May 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 12 May 2023)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF2 Non Executive Director (8 Feb 2010 to 15 Jun 2010)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF16 Significant Mgt (Desgntd Investment Business) (15 Jul 2004 to 11 Oct 2004)
    • CF21 Investment Adviser (22 Mar 2004 to 9 Feb 2005)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 19 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

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