Roman Lutz

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Future Value Capital LLP

    FRN 537103

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Algorithmic trading (since 9 Dec 2019)
    • SMF16 Compliance Oversight (22 Mar 2024 to 23 Aug 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (22 Mar 2024 to 23 Aug 2024)
    • CF10 Compliance Oversight (20 Jun 2011 to 8 Dec 2019)
    • CF4 Partner (20 Jun 2011 to 8 Dec 2019)
    • CF30 Customer (20 Jun 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (20 Jun 2011 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 13 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.