Roman Kogan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PIMCO Europe Ltd (no longer approved here)

    FRN 149303

    • [FCA CF] Client dealing (22 Aug 2023 to 2 Jul 2025)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 1 Jul 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Jul 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 1 Jul 2019)
    • CF30 Customer (14 Jan 2010 to 6 Mar 2016)
    • CF21 Investment Adviser (28 Apr 2005 to 2 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.