Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Manager of certification employee (16 Jul 2018 to 4 Jan 2021)
    • [FCA CF] Client dealing (16 Jul 2018 to 16 Apr 2021)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Client dealing (16 Jul 2018 to 16 Apr 2021)
    • [FCA CF] Manager of certification employee (16 Jul 2018 to 4 Jan 2021)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (29 Mar 2011 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (29 Mar 2011 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (22 Jan 2009 to 17 Dec 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.