Romain Py

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Arjun Infrastructure Partners Limited
FRN 791899
- SMF3 Executive Director (since 29 Nov 2023)
- [FCA CF] Client dealing (since 24 Mar 2021)
JPMorgan Asset Management (UK) Limited (no longer approved here)
FRN 119337
- CF30 Customer (10 Dec 2007 to 7 Jul 2013)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF21 Investment Adviser (22 Jun 2006 to 31 Jul 2007)
Societe Generale (no longer approved here)
FRN 124866
- CF21 Investment Adviser (1 Dec 2001 to 11 May 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.