Romain Laprade

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Algorithmic trading (6 Oct 2023 to 10 May 2024)
    • [FCA CF] Material risk taker (26 Jun 2019 to 15 May 2021)
    • [FCA CF] Client dealing (26 Jun 2019 to 15 May 2021)
    • [FCA CF] Manager of certification employee (26 Jun 2019 to 15 May 2021)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Algorithmic trading (6 Oct 2023 to 10 May 2024)
    • [FCA CF] Material risk taker (30 Sep 2022 to 10 May 2024)
    • [FCA CF] Manager of certification employee (26 Jun 2019 to 15 May 2021)
    • [FCA CF] Client dealing (26 Jun 2019 to 15 May 2021)
  • BlueCrest Capital Management (UK) LLP (no longer approved here)

    FRN 515304

    • [FCA CF] Client dealing (18 May 2021 to 1 Jul 2022)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • [FCA CF] Client dealing (4 Jul 2017 to 15 Jun 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (9 Apr 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.