Romain Ferrer

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Goldman Sachs International Bank

    FRN 124659

    • [FCA CF] Client dealing (since 3 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 3 Oct 2025)
  • Goldman Sachs International

    FRN 142888

    • [FCA CF] Client dealing (since 3 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 3 Oct 2025)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Material risk taker (8 Nov 2022 to 22 Sep 2025)
    • [PRA CF] Significant risk taker or Material risk taker (8 Nov 2022 to 22 Sep 2025)
    • [FCA CF] Client dealing (23 May 2022 to 22 Sep 2025)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (8 Nov 2022 to 22 Sep 2025)
    • [PRA CF] Significant risk taker or Material risk taker (8 Nov 2022 to 22 Sep 2025)
    • [FCA CF] Client dealing (23 May 2022 to 22 Sep 2025)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (8 Nov 2022 to 22 Sep 2025)
    • [FCA CF] Material risk taker (8 Nov 2022 to 22 Sep 2025)
    • [FCA CF] Client dealing (23 May 2022 to 22 Sep 2025)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (23 Dec 2020 to 18 Feb 2022)
  • Societe Generale (no longer approved here)

    FRN 124866

    • [FCA CF] Client dealing (27 Apr 2017 to 24 Jul 2020)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • CF30 Customer (11 Sep 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.