Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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FIL Investments International
FRN 122170
- SMF9 Chair of the Governing Body (since 12 Apr 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 17 Mar 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Mar 2022)
- [FCA CF] Significant management (9 Dec 2019 to 17 Mar 2022)
- CF29 Significant management (12 Aug 2019 to 8 Dec 2019)
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FIL Investment Advisors (UK) Limited
FRN 159360
- SMF9 Chair of the Governing Body (since 12 Apr 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Mar 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 17 Mar 2022)
- [FCA CF] Significant management (9 Dec 2019 to 17 Mar 2022)
- CF29 Significant management (12 Aug 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.