Rolf Erik Gunnar Bakker

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Argentil Capital Partners (UK) Limited (no longer approved here)
FRN 698362
- [FCA CF] Client dealing (26 Aug 2020 to 20 Aug 2021)
- SMF3 Executive Director (9 Dec 2019 to 17 Feb 2021)
- SMF16 Compliance Oversight (9 Dec 2019 to 17 Feb 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Feb 2021)
- CF10 Compliance Oversight (28 Jun 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (28 Jun 2019 to 8 Dec 2019)
- CF4 Partner (AR) (5 May 2017 to 3 Feb 2020)
- CF30 Customer (12 Jan 2016 to 6 Feb 2020)
- CF1 Director (12 Jan 2016 to 8 Dec 2019)
Argentil Energy Advisors LLP (no longer approved here)
FRN 759485
- Employed By (25 Apr 2017 to 6 Feb 2020)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.