Roland Plan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Client dealing (18 Feb 2020 to 11 Jul 2022)
    • [FCA CF] Manager of certification employee (18 Feb 2020 to 11 Jul 2022)
    • [PRA CF] Significant risk taker or Material risk taker (18 Feb 2020 to 11 Jul 2022)
    • CF30 Customer (5 Feb 2010 to 6 Mar 2016)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Manager of certification employee (26 Jun 2018 to 1 Mar 2019)
    • [PRA CF] Significant risk taker or Material risk taker (26 Jun 2018 to 1 Mar 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.