Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (since 12 Apr 2023)
- [FCA CF] Material risk taker (since 16 Dec 2022)
- [FCA CF] Manager of certification employee (since 27 Jul 2021)
- [FCA CF] Client dealing (since 16 Jun 2020)
- CF30 Customer (12 Nov 2013 to 6 Mar 2016)
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- CF30 Customer (29 Oct 2010 to 16 Jan 2013)
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- CF21 Investment Adviser (13 Mar 2003 to 30 Sep 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.